Stephen John Livey
- FRN
- 306119
- Date authorised
- 1 April 2013
- Last scraped
- 2 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Floor Office46 Station RoadChertseySurreyKT16 8BEUNITED KINGDOM- Phone
- +441932568077
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Complaints Contact
First Floor Office46 Station RoadChertseySurreyKT16 8BEUNITED KINGDOM- Phone
- +441932568077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carl Alexander Gaywood
IRN CAG01080
- SMF27 Partner (9 Dec 2019 to 28 Mar 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Mar 2024)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
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Phillip Haddow
IRN PXH01504
- Responsible for Insurance Mediation (14 Jan 2005 to 8 Apr 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF4 Partner (14 Jan 2005 to 8 Apr 2018)
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Stephen John Livey
IRN SJL01201
- SMF27 Partner (9 Dec 2019 to 2 Sep 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 2 Sep 2024)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.