Date authorised
1 April 2013
Companies House
05686462
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hillside House
    163 Victoria Road
    Swindon
    SN1 3BU
    UNITED KINGDOM
    Phone
    +4401793491888
  • Complaints Contact

    Hillside House
    163 Victoria Road
    Swindon
    SN1 3BU
    UNITED KINGDOM
    Phone
    +4401793491888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nichola Elizabeth McCormack

    IRN NXM01341

    • SMF3 Executive Director (since 27 Jul 2021)
  • Russell David Stein

    IRN RDS00021

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (20 Apr 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (20 Apr 2006 to 31 Mar 2009)
    • CF1 Director (20 Apr 2006 to 8 Dec 2019)
  • Susan Margaret Stein

    IRN SMS01169

    • SMF3 Executive Director (9 Dec 2019 to 15 Mar 2021)
    • CF1 Director (20 Apr 2006 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.