State Street Trustees Limited

• Principal Place of Business

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Unable to carry on any investment services and activities ( to which MiFID applies) on a regular basis.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Runs Investment Funds

  Show 3 limitations Hide limitations

  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to depositary activities and in doing so limited to ICVC activities.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Ritu Anjuli Shirgaokar

  IRN RXS00066

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2020)
• Robert Irvin Stansbury

  IRN RIS01016

  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 24 Apr 2020)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Oct 2021)
  • CF2 Non Executive Director (25 Apr 2017 to 8 Dec 2019)
• Robert Johnston

  IRN RXJ01223

  • CF1 Director (10 May 2007 to 1 Apr 2009)
• Robin Simon Graham Oliver

  IRN RSO01007

  • CF10 Compliance Oversight (8 Dec 2009 to 18 Feb 2013)
• Ronald Llewellyn Porter

  IRN RLP01024

  • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Sep 2002)
  • CF3 Chief Executive (1 Dec 2001 to 16 Sep 2002)
  • CF1 Director (1 Dec 2001 to 31 Dec 2007)
• Sarah Michelle Owen

  IRN SXO00022

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Sejal Odedra

  IRN SXO00187

  • [FCA CF] Client dealing (11 Nov 2022 to 9 Apr 2025)
• Simon Brooks

  IRN SXB88218

  • [FCA CF] Client dealing (since 1 Feb 2022)
• Simon Brown

  IRN SXB00790

  • [FCA CF] Manager of certification employee (since 29 May 2023)
  • [FCA CF] Client dealing (since 1 Feb 2022)
• Simon Stones

  IRN SXS00122

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)

No changes recorded yet.