Date authorised
1 April 2013
Companies House
02586372
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dovetail House
    Wycombe Road
    Stokenchurch
    High Wycombe
    Buckinghamshire
    HP14 3RQ
    UNITED KINGDOM
    Phone
    +4401494484800
  • Complaints Contact

    Dovetail House
    Wycombe Road
    Stokenchurch
    High Wycombe
    Buckinghamshire
    HP14 3RQ
    UNITED KINGDOM
    Phone
    +4401494484800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Jane Hucks

    IRN AJH01412

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Andrew Brownsell

    IRN AXB02030

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (8 May 2014 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Andrew Pilgrim

    IRN AXP02943

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Mar 2017 to 8 Dec 2019)
  • Eric Guy Hucks

    IRN EGH01016

    • CF1 Director (14 Jan 2005 to 24 Apr 2014)
  • Julian Hucks

    IRN JXH01841

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (30 Nov 2017 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Thomas Charles Milway

    IRN TCM01038

    • CF17 Significant Mgt (Other Business Operations) (23 Sep 2005 to 17 Jan 2006)
    • CF19 Significant Mgt (Financial Resources) (23 Sep 2005 to 17 Jan 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.