Starkey Financial Planning Limited

• Principal Place of Business

  2 Charlton Road

  London

  SE3 7EX

  UNITED KINGDOM

  Phone

  +4402088537160

  Web

  https://www.starkeyfinancialplanning.co.uk

• Complaints Contact

  2 Charlton Road

  London

  SE3 7EX

  UNITED KINGDOM

  Phone

  +4402088537160

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antony John Flynn

  IRN AJF00010

  • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
• Claire Melanie Clare

  IRN CMC01164

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
• Ian Andrew Starkey

  IRN IAS00003

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (AR) (14 Mar 2012 to 11 May 2021)
  • CF30 Customer (1 Nov 2007 to 11 May 2021)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Joanne Elizabeth Lucas

  IRN JEL01095

  • SMF3 Executive Director (since 21 Sep 2022)
• Sarah Jane Wallace

  IRN SJB01633

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Jul 2013 to 8 Dec 2019)

• Priory Mortgage Services Ltd (no longer appointed)

  FRN 581670 · Appointed 15 Aug 2018 · Until 1 Nov 2022

• Grant Saw Wealth Management Ltd (no longer appointed)

  FRN 573831 · Appointed 30 Jan 2012 · Until 11 Jun 2021

No changes recorded yet.