Date authorised
23 August 2021
Companies House
11773926
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    c/o Orega
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442045191693
  • Complaints Contact

    51 Lime Street
    c/o Orega
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442045191693

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison McCartney

    IRN AXM03932

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2024)
    • SMF16 Compliance Oversight (since 23 Aug 2021)
  • Emma Morgan

    IRN EXM00209

    • [FCA CF] Client dealing (since 7 Sep 2021)
  • John Kmetz

    IRN JXK00608

    • SMF3 Executive Director (since 5 Mar 2024)
  • Judith Dickinson

    IRN JXD90635

    • SMF9 Chair of the Governing Body (23 Aug 2021 to 30 Nov 2022)
    • SMF3 Executive Director (23 Aug 2021 to 30 Nov 2022)
  • Mark Ian Coppin

    IRN MIC01029

    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2021 to 8 Mar 2024)
    • SMF3 Executive Director (23 Aug 2021 to 8 Mar 2024)
    • SMF1 Chief Executive (23 Aug 2021 to 8 Mar 2024)
  • Mohamed Ahsan Ahmed

    IRN MXA00472

    • [FCA CF] Client dealing (since 7 Sep 2021)
  • Richard James McBride

    IRN RJM01521

    • SMF3 Executive Director (since 23 Aug 2021)
  • Vincent Nguyen

    IRN VXN00058

    • SMF3 Executive Director (since 6 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.