Standard Life Assurance Limited

• Principal Place of Business

  Standard Life House

  30 Lothian Road

  Edinburgh

  EH1 2DH

  UNITED KINGDOM

  Phone

  +441312252552

  Web

  https://www.standardlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442045596005

• Bank Deposits

  For All

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Jonathan Robson Pears

  IRN JRP01185

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 19 Aug 2024)
  • SIMF7 Group Entity Senior Insurance Manager Function (9 Oct 2018 to 9 Dec 2018)
  • SIMF4 Chief Risk Function (24 Nov 2017 to 15 Oct 2018)
  • SIMF20 Chief Actuary Function (7 Mar 2016 to 17 Apr 2018)
  • CF12 Actuarial (31 Dec 2011 to 6 Mar 2016)
  • CF29 Significant management (28 Oct 2010 to 31 Dec 2011)
• Jonathan Ross

  IRN JXR00222

  • [FCA CF] Significant management (since 10 Dec 2018)
  • [FCA CF] Manager of certification employee (6 Feb 2023 to 13 Apr 2026)
• Jonathon Ingram

  IRN JXI26627

  • [FCA CF] Significant management (1 Jan 2022 to 27 Jan 2023)
• Jora Gill

  IRN JXG00653

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2023)
• Joseph Kowbel

  IRN JXK00323

  • [FCA CF] Client dealing (1 Feb 2021 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 15 Oct 2023)
• Jude Sabha

  IRN JXS00397

  • [FCA CF] Functions requiring qualifications (27 May 2019 to 15 Dec 2020)
  • [FCA CF] Client dealing (27 May 2019 to 26 Jul 2021)
• Judith Fraser

  IRN JXF00435

  • [FCA CF] Client dealing (since 24 Apr 2025)
  • [FCA CF] Significant management (since 24 Apr 2025)
  • [FCA CF] Significant management (20 Sep 2022 to 24 Oct 2022)
• Julian Charles Reynolds

  IRN JCR01124

  • [FCA CF] Manager of certification employee (10 Apr 2024 to 31 Dec 2025)
  • [FCA CF] Significant management (10 Apr 2024 to 8 Apr 2026)
• Julie Arthur

  IRN JXA00141

  • [FCA CF] Client dealing (10 Dec 2018 to 2 Sep 2022)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Dec 2024)
  • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2024)
• Julie Finlayson

  IRN JXF00406

  • [FCA CF] Functions requiring qualifications (5 Aug 2024 to 8 Jan 2025)
  • [FCA CF] Client dealing (25 Jul 2022 to 2 Sep 2022)

• Standard Life Assets And Employee Services Limited (no longer appointed)

  FRN 918936 · Appointed 3 Jan 2020 · Until 20 Dec 2023

No changes recorded yet.