Standard Chartered Bank

Date authorised
1 April 2013
Companies House
ZC000018
Last scraped
4 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Basinghall Avenue
    London
    EC2V 5DD
    UNITED KINGDOM
    Phone
    +4402078858888
    Web
    https://www.sc.com

  • Complaints Contact

    1 Basinghall Avenue
    London
    EC2V 5DD
    UNITED KINGDOM
    Phone
    +4402078858888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowance.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Professional, Eligible Counterparty, Emissions Auction Product

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Bidding.

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Limited to underwriting on own account and to participation in placings on own account and in carrying on such activities to the specified investment "shares".

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme, Alternative Debenture

    Show 3 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jayne Elizabeth Dobbs

    IRN JED01079

    • (269)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • Jayraj JATANIA

    IRN JXJ01322

    • (4525)CF30 Customer (2 Aug 2010 to 6 Mar 2016)
  • Je Hoon Noh

    IRN JXN00018

    • (892)[FCA CF] Material risk taker (24 Dec 2019 to 8 Jun 2021)
    • (891)[PRA CF] Significant risk taker or Material risk taker (24 Dec 2019 to 8 Jun 2021)
  • Jean Mavis Fernandes

    IRN JXF00049

    • (1919)[FCA CF] Material risk taker (since 1 Aug 2024)
    • (1918)[PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2024)
    • (4398)[FCA CF] Significant management (7 Mar 2025 to 7 Mar 2026)
    • (4397)[FCA CF] Manager of certification employee (15 Jun 2020 to 30 Jun 2020)
    • (4395)[PRA CF] Significant risk taker or Material risk taker (21 Jun 2017 to 19 Mar 2021)
    • (4396)[FCA CF] Material risk taker (21 Jun 2017 to 19 Mar 2021)
  • Jean Moorhouse

    IRN JXM00109

    • (1767)[FCA CF] Material risk taker (7 Mar 2016 to 7 Feb 2023)
    • (1766)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Feb 2023)
  • Jean Nabaa

    IRN JXN00017

    • (1501)[PRA CF] Managing a material risk taker (13 Aug 2019 to 9 May 2024)
    • (1504)[FCA CF] Manager of certification employee (1 Mar 2019 to 30 May 2019)
    • (1502)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 May 2024)
    • (1503)[FCA CF] Material risk taker (7 Mar 2016 to 9 May 2024)
  • Jean-Baptiste Chambaud

    IRN JPC01250

    • (75)[FCA CF] Material risk taker (since 18 Jan 2021)
    • (73)[PRA CF] Significant risk taker or Material risk taker (since 18 Jan 2021)
    • (76)[FCA CF] Manager of certification employee (since 1 Oct 2017)
    • (74)[FCA CF] Client dealing (since 7 Mar 2016)
    • (2242)CF30 Customer (7 Mar 2014 to 6 Mar 2016)
  • Jean-Louis Roger Pierre Gaucher

    IRN JRG01133

    • (2673)CF30 Customer (1 Nov 2007 to 25 Oct 2011)
    • (2674)CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
  • Jean-Marc Routier

    IRN JXR01248

    • (9)CF30 Customer (17 Jul 2013 to 13 Feb 2015)
  • Jean-Michel d'Oultremont

    IRN JXD01278

    • (94)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2077)SMF6 Head of Key Business Areas

  2. controlled function added: (2076)Responsible for Insurance Distribution

  3. controlled function added: (2075)SMF24 Chief Operations

  4. controlled function added: (2074)SMF24 Chief Operations

  5. controlled function added: (2073)SMF5 Head of Internal Audit

  6. controlled function added: (2072)SMF4 Chief Risk

  7. controlled function added: (2071)[FCA CF] Material risk taker

  8. controlled function added: (2070)[FCA CF] Client dealing

  9. controlled function added: (2069)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (2068)[FCA CF] Manager of certification employee

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