Date authorised
1 April 2013
Companies House
04752750
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Slingsby Place
    London
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402039885796
  • Complaints Contact

    17 Slingsby Place
    London
    WC2E 9AB
    UNITED KINGDOM
    Phone
    +4402039885796

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrianus Hendrikus Clemens Boeren

    IRN AXB15866

    • [FCA CF] Client dealing (26 Apr 2021 to 31 Jul 2023)
    • [FCA CF] Manager of certification employee (26 Apr 2021 to 31 Jul 2023)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Amit Patel

    IRN AXP02962

    • [FCA CF] Client dealing (26 Mar 2021 to 30 May 2025)
  • Andrew Alexander Betz

    IRN AXB04212

    • [FCA CF] Client dealing (26 Mar 2021 to 26 Mar 2023)
    • CF30 Customer (16 Aug 2018 to 8 Dec 2019)
  • Angus Oliver Whiteley

    IRN AOW01004

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Jun 2016)
    • CF30 Customer (since 7 Apr 2015)
    • CF3 Chief Executive (9 Oct 2014 to 8 Dec 2019)
    • CF1 Director (9 Oct 2014 to 8 Dec 2019)
  • Ashley Arndt

    IRN AXA15863

    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Ashley Elizabeth Marlow

    IRN AXM00773

    • [FCA CF] Client dealing (26 Apr 2021 to 26 Mar 2023)
  • Bernd Schanzenbaecher

    IRN BXS02155

    • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
  • Brett Himbury

    IRN BXH00259

    • [FCA CF] Client dealing (1 Jan 2022 to 26 Mar 2023)
  • Bryan Buter

    IRN BXB00157

    • [FCA CF] Client dealing (26 Apr 2021 to 18 Mar 2022)
  • Bryan Buter

    IRN BXB15860

    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.