St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Keith Wenban

    IRN AKW00013

    • CF30 Customer (1 Nov 2007 to 28 Sep 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Anthony Kenneth Armstrong

    IRN AKA01017

    • CF22 Investment Adviser (Trainee) (16 Mar 2004 to 31 Mar 2005)
  • Anthony Leon Ashworth

    IRN AXA01502

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 28 Feb 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Sep 2013)
  • Anthony Leon Bilsborough

    IRN ALB00005

    • CF22 Investment Adviser (Trainee) (25 Jan 2007 to 25 Jan 2007)
  • Anthony Ludlow

    IRN AXL01439

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
  • Anthony McKenna

    IRN AXM03910

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (4 Mar 2015 to 31 Dec 2021)
  • Anthony McMenamin

    IRN AXM00317

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (19 Aug 2019 to 28 May 2021)
  • Anthony Michael Ashbolt

    IRN AMA00011

    • CF30 Customer (1 Nov 2007 to 1 Jan 2016)
    • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 13 Jan 2006)
    • CF7 Sole Trader (AR) (15 Jun 2005 to 28 Oct 2005)
  • Anthony Michael Gregory

    IRN TXG00031

    • CF22 Investment Adviser (Trainee) (28 Nov 2003 to 20 Jul 2005)
  • Anthony Michael McMenemy

    IRN AMM00048

    • CF21 Investment Adviser (10 Nov 2005 to 7 Aug 2006)
    • CF22 Investment Adviser (Trainee) (22 Mar 2005 to 10 Nov 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.