St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles William Thornton

    IRN CWT00006

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2022)
    • CF4 Partner (AR) (17 Sep 2019 to 11 Mar 2020)
    • CF30 Customer (29 Jun 2009 to 11 Mar 2022)
  • Charles Wladyslaw Casper Mintowt-Czyz

    IRN CXM00312

    • Appointed representative dealing with clients for which they require qualification (27 Jul 2021 to 10 Jan 2024)
    • CF30 Customer (26 Jul 2021 to 10 Jan 2024)
  • Charley Emma Cockbain

    IRN CXC00164

    • Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 17 Jul 2024)
    • CF30 Customer (5 Feb 2021 to 17 Jul 2024)
  • Charley Rose Smith

    IRN CXS00979

    • CF30 Customer (6 Jul 2025 to 24 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (16 Jun 2025 to 24 Oct 2025)
  • Charlie Ann McLean

    IRN CAM01268

    • CF30 Customer (2 Dec 2010 to 3 Dec 2012)
  • Charlie Graham Hannam

    IRN CXH00847

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2024)
  • Charlie Harry Jory

    IRN CXJ00193

    • CF30 Customer (15 Feb 2022 to 6 May 2022)
  • Charlie Lumley

    IRN CEL01067

    • CF30 Customer (9 Dec 2017 to 30 Dec 2020)
  • Charlotte Amie Louise Sinclair

    IRN CAS01254

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Mar 2017)
  • Charlotte Ann Chatterton

    IRN CXC27941

    • CF1 Director (AR) (since 30 Jan 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.