St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony James Wilkins

    IRN AXW13799

    • CF30 Customer (16 Apr 2019 to 20 Sep 2019)
  • Anthony Jason Bird

    IRN AJB00107

    • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2006)
  • Anthony John (Tony) Mitchell

    IRN AJM00011

    • CF30 Customer (1 Nov 2007 to 1 May 2014)
    • CF4 Partner (AR) (26 Apr 2006 to 1 May 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Anthony John Buckley

    IRN AJB00171

    • CF30 Customer (2 May 2025 to 10 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (6 Sep 2021 to 31 Jan 2025)
  • Anthony John Case

    IRN AJC00011

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2004)
  • Anthony John Charles Buck

    IRN AJB00051

    • CF30 Customer (10 Oct 2018 to 14 Jun 2019)
  • Anthony John David Morris

    IRN AJM00102

    • CF30 Customer (17 Feb 2011 to 22 Nov 2012)
  • Anthony John Davies

    IRN AJD00043

    • CF30 Customer (1 Nov 2007 to 31 Jul 2020)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2006 to 19 Dec 2006)
  • Anthony John Donnelly

    IRN AXD28205

    • Appointed representative dealing with clients for which they require qualification (7 Jul 2020 to 31 Mar 2022)
    • CF30 Customer (18 Jun 2020 to 31 Mar 2022)
  • Anthony John Dunk

    IRN AJD01126

    • CF1 Director (6 May 2010 to 29 May 2015)
    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF17 Significant Mgt (Other Business Operations) (20 Jul 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 20 Jul 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.