St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Judith Hornstein

    IRN AJH00003

    • CF30 Customer (1 Nov 2007 to 5 Nov 2010)
    • CF4 Partner (AR) (1 Dec 2001 to 5 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Anna Louise Gooch

    IRN AXG00871

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 2 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 Oct 2023)
  • Anna Louise Grindal

    IRN ALG01059

    • CF1 Director (AR) (since 28 Feb 2019)
    • CF4 Partner (AR) (24 Mar 2017 to 23 Apr 2019)
  • Anna Louise Harrison

    IRN AXH00579

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 16 Nov 2021)
    • CF30 Customer (since 9 Nov 2021)
  • Anna Louise Rihal

    IRN ALM01062

    • CF1 Director (AR) (since 31 Mar 2022)
  • Anna Lucy Kember

    IRN AXK00316

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 16 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Jul 2021)
    • CF30 Customer (since 2 Jun 2021)
  • Anna Maria Holmgren

    IRN AMH01196

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 26 Feb 2015)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jun 2005 to 17 Oct 2006)
    • CF7 Sole Trader (AR) (24 Jun 2005 to 28 Oct 2005)
  • Anna Marie Bassett

    IRN AXB04682

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 8 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 28 Jul 2025)
  • Anna Marie Payne

    IRN AMP00043

    • CF30 Customer (6 Mar 2013 to 28 Jan 2014)
  • Anna Miller

    IRN AXM27799

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Feb 2020)
    • CF30 Customer (since 29 Jan 2020)
    • CF1 Director (AR) (since 29 Jan 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.