St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Michael Hughson

    IRN AMH01297

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Jul 2018)
  • Alistair Neil Green

    IRN ANG00015

    • CF4 Partner (AR) (since 16 Sep 2015)
  • Alistair Newall McKelvie

    IRN ANM00004

    • CF30 Customer (1 Nov 2007 to 3 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alistair Stephen Marriott

    IRN ASM00019

    • CF21 Investment Adviser (30 May 2002 to 27 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 19 Aug 2002)
  • Allan Carella

    IRN AXC02671

    • CF30 Customer (22 May 2014 to 29 Dec 2016)
  • Allan James Brown

    IRN AXB04333

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 8 Jun 2024)
    • CF1 Director (AR) (since 8 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 11 Dec 2023)
  • Allan Lewis

    IRN AXL00037

    • CF30 Customer (1 Nov 2007 to 8 Mar 2009)
    • CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
    • CF1 Director (AR) (18 May 2004 to 8 Mar 2009)
    • CF22 Investment Adviser (Trainee) (18 May 2004 to 2 Mar 2005)
  • Allan Lindsay Gibson

    IRN AXG00880

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 25 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 Oct 2023)
  • Allan Lipton

    IRN AXL00030

    • CF30 Customer (4 Oct 2011 to 13 Jul 2012)
  • Allan O'Brien

    IRN AXO00003

    • CF30 Customer (1 Nov 2007 to 10 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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