St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bernadette O'Brien

    IRN BXO01184

    • CF4 Partner (AR) (6 Oct 2014 to 25 Sep 2019)
  • Bernard Hagel

    IRN BXH00016

    • CF1 Director (AR) (19 Oct 2009 to 1 Mar 2016)
    • CF30 Customer (19 Oct 2009 to 1 Mar 2016)
  • Bernard Joseph De Souza

    IRN BJD00028

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Bernard O'Brien

    IRN BXO00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Bernard Trevor Knowles

    IRN BTK00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 May 2025)
    • CF30 Customer (18 May 2018 to 29 May 2025)
  • Bernardo Iandico

    IRN BXI01024

    • CF21 Investment Adviser (10 Aug 2005 to 5 Dec 2006)
    • CF22 Investment Adviser (Trainee) (15 Apr 2005 to 10 Aug 2005)
    • CF4 Partner (AR) (15 Apr 2005 to 5 Dec 2006)
  • Bernell Sylvester Burroughs

    IRN BSB00003

    • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2002)
  • Bertie Edward Scott-Hopkins

    IRN BXS46297

    • Appointed representative dealing with clients for which they require qualification (6 Apr 2020 to 8 Dec 2023)
    • CF30 Customer (31 Mar 2020 to 8 Dec 2023)
  • Bertie George Hopkin Davies

    IRN BXD00281

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 12 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2024)
  • Beshley Anne Burnett

    IRN BAB01080

    • CF1 Director (AR) (since 7 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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