St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Brett

    IRN CXB00324

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Aug 2021)
  • Christine Diane Valantine

    IRN CDV01008

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jan 2026)
    • CF4 Partner (AR) (5 Jan 2012 to 6 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 6 Jan 2026)
    • CF21 Investment Adviser (12 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
  • Christine Elaine Alexandra Lappin

    IRN CXL00343

    • CF1 Director (AR) (since 21 Oct 2022)
  • Christine Guilia Hee Downing

    IRN CGD01035

    • CF4 Partner (AR) (25 Apr 2012 to 18 Nov 2016)
  • Christine Janet Dwyer

    IRN CJD00004

    • CF1 Director (AR) (23 Oct 2009 to 4 Aug 2013)
  • Christine Marilyn de Mellow

    IRN CMD00009

    • CF4 Partner (AR) (12 Apr 2012 to 12 Jun 2023)
  • Christine McNally

    IRN CXM02252

    • CF1 Director (AR) (since 4 Nov 2013)
  • Christine Patricia Churchill

    IRN CPC00007

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
  • Christine Reid

    IRN CXR01533

    • CF4 Partner (AR) (since 7 Sep 2018)
    • CF1 Director (AR) (5 Apr 2016 to 9 Jan 2019)
    • CF4 Partner (AR) (13 Feb 2012 to 11 Oct 2016)
  • Christine Smyth

    IRN CXS01645

    • CF22 Investment Adviser (Trainee) (23 Jun 2006 to 3 Nov 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.