ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary Carl Heumann
IRN GCH00001
- (1822)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Drabble
IRN GXD00007
- (777)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (776)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
Gary Gartland
IRN GXG00002
- (575)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Hayes
IRN GXH00011
- (1171)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1170)CF22 Investment Adviser (Trainee) (18 Feb 2002 to 19 Mar 2003)
Gary Jackson
IRN GXJ00008
- (1768)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Jon Rokenson
IRN GJR00028
- (2004)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Lee Carr
IRN GXC00095
- (1511)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Llewelyn Powell
IRN GLP01022
- (37)CF21 Investment Adviser (16 Jan 2003 to 3 Jun 2003)
Gary Mark Brooks
IRN GMB00026
- (1516)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Martin Hyams
IRN GMH00009
- (262)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Spencer Birch Chartered Surveyors (no longer appointed)
FRN 201130 · Appointed 1 Jun 1984 · Until 13 Oct 2003
Orwell Nursing Home (no longer appointed)
FRN 174978 · Appointed 1 Jul 1983 · Until 5 Dec 2003
K Graham (no longer appointed)
FRN 161477 · Appointed 1 Mar 1982 · Until 3 Jun 2004
Mortgages Full Stop (no longer appointed)
FRN 121309 · Appointed 1 Feb 1982 · Until 14 Jul 2005
Andrew Robert Anderson (no longer appointed)
FRN 175533 · Appointed 31 Dec 1981 · Until 3 Jun 2004
Mr A C L Sturge (no longer appointed)
FRN 186702 · Appointed 1 Oct 1981 · Until 3 Jun 2004
Raj & Co (no longer appointed)
FRN 181538 · Appointed 1 Oct 1981 · Until 3 Jun 2004
AJ Aldred (no longer appointed)
FRN 201091 · Appointed 1 Jul 1981 · Until 3 Jun 2004
Springfield Finance Limited (no longer appointed)
FRN 179651 · Appointed 9 Feb 1981 · Until 3 Jun 2004
Pagett Financial Services (no longer appointed)
FRN 162422 · Appointed 14 Jan 1980 · Until 9 Jan 2003

Updates to this firm's record on the FCA register.

8 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
8 hours ago
controlled function added: (103)SMF4 Chief Risk
8 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (99)SMF24 Chief Operations
8 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
8 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (96)SMF16 Compliance Oversight
8 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.