ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Joseph Andrew
IRN MJA00007
- (532)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Joseph Regan
IRN MJR00082
- (1272)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Julian Weiss
IRN MJW00015
- (684)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Kenny
IRN MXK00045
- (57)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Kevin (Mike) McGill
IRN MKM00001
- (305)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2003)
Michael Kevin Power
IRN MKP01043
- (753)CF2 Non Executive Director (21 Jun 2005 to 31 Dec 2013)
Michael Long
IRN MXL00094
- (1673)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Moran
IRN MXM00156
- (80)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Newton
IRN MXN00002
- (642)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Nicolas Bikhazi
IRN MNB00002
- (818)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
10 hours ago
controlled function added: (103)SMF4 Chief Risk
10 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (99)SMF24 Chief Operations
10 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (96)SMF16 Compliance Oversight
10 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.