ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Samuel Brown
IRN DSB01077
- CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 9 Jun 2003)
David Simon Alexander
IRN DSA00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Sotsai Fong
IRN DSF00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Steadman
IRN DXS00118
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
David Stuart Blackwell
IRN DSB00027
- CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2002)
David Summers
IRN DXS00220
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Taylor Muir
IRN DTM00001
- CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
David Thomas Hannon
IRN DTH00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Thomas Tomlinson
IRN DTT00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
David Waldron
IRN DXW00686
- [FCA CF] Material risk taker (since 15 Sep 2025)
- [FCA CF] Significant management (since 15 Sep 2025)

Smaller firms operating under this firm's FCA authorisation.

Michael Elmer (no longer appointed)
FRN 163977 · Appointed 1 Jan 1993 · Until 5 Dec 2003
ZW Ellis (no longer appointed)
FRN 163906 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Commercial Marketing Services (no longer appointed)
FRN 178947 · Appointed 1 Jan 1993 · Until 3 Jun 2004
HJ Burt (no longer appointed)
FRN 161323 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Henry George Beeby (no longer appointed)
FRN 163896 · Appointed 1 Jan 1993 · Until 8 Aug 2003
John Grant (no longer appointed)
FRN 164497 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Brian A Marshall (no longer appointed)
FRN 163902 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Where Theres A Will (no longer appointed)
FRN 200861 · Appointed 1 Dec 1992 · Until 3 Jun 2004
Lavinia Susan Keywood (no longer appointed)
FRN 200879 · Appointed 25 Nov 1992 · Until 3 Jun 2004
Davis White & Perry (no longer appointed)
FRN 192509 · Appointed 16 Oct 1992 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.