ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Francis Phillips
IRN AFP00004
- CF22 Investment Adviser (Trainee) (2 Sep 2002 to 3 Jun 2003)
Adrian Harold Batchelor
IRN AHB01027
- CF29 Significant management (1 Nov 2007 to 30 Mar 2009)
- CF1 Director (15 Oct 2003 to 30 Mar 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Adrian Lloyd Mohide
IRN ALM00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adrian Pearce Baker
IRN APB00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adrian Shapley
IRN AXS00015
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Adrian Stephen Alsop
IRN ASA01039
- CF22 Investment Adviser (Trainee) (23 Apr 2003 to 3 Jun 2003)
Adrian Watts
IRN ARW00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Akram Mohammed Abdullah
IRN AMA00007
- CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (2 Sep 2002 to 19 Mar 2003)
Alaba Adewale Adebajo
IRN AAA00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Barry Pentelow
IRN ABP00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Michael Elmer (no longer appointed)
FRN 163977 · Appointed 1 Jan 1993 · Until 5 Dec 2003
ZW Ellis (no longer appointed)
FRN 163906 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Commercial Marketing Services (no longer appointed)
FRN 178947 · Appointed 1 Jan 1993 · Until 3 Jun 2004
HJ Burt (no longer appointed)
FRN 161323 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Henry George Beeby (no longer appointed)
FRN 163896 · Appointed 1 Jan 1993 · Until 8 Aug 2003
John Grant (no longer appointed)
FRN 164497 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Brian A Marshall (no longer appointed)
FRN 163902 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Where Theres A Will (no longer appointed)
FRN 200861 · Appointed 1 Dec 1992 · Until 3 Jun 2004
Lavinia Susan Keywood (no longer appointed)
FRN 200879 · Appointed 25 Nov 1992 · Until 3 Jun 2004
Davis White & Perry (no longer appointed)
FRN 192509 · Appointed 16 Oct 1992 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.