ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Robertson Nicoll
IRN GRN00004
- (1347)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme John Sproates
IRN GJS00038
- (1758)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme Lawson Douglas
IRN GLD00007
- (793)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Graeme Oliver
IRN GXO00003
- (315)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme William Kemp
IRN GWK00001
- (130)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Harris MacAusland
IRN GHM00012
- (918)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Jeffrey Gamble
IRN GJG00001
- (440)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Butler
IRN GJB00033
- (1251)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Graham John Dolling
IRN GJD00003
- (1081)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Waite
IRN GJW00039
- (196)CF22 Investment Adviser (Trainee) (9 Jan 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Jamal S Samerai (no longer appointed)
FRN 176073 · Appointed 1 Jan 1994 · Until 3 Jun 2004
Peter Crofts (no longer appointed)
FRN 183660 · Appointed 6 Dec 1993 · Until 5 Dec 2003
Willbank (UK) Professional Will Writers Ltd (no longer appointed)
FRN 183963 · Appointed 30 Nov 1993 · Until 3 Jun 2004
Golding Chalke & Co (no longer appointed)
FRN 178979 · Appointed 1 Nov 1993 · Until 3 Jun 2004
Schofield Daniel & Hirst Ltd (no longer appointed)
FRN 175304 · Appointed 13 Oct 1993 · Until 18 Oct 2002
The Hon Mrs Caroline Parr (no longer appointed)
FRN 178600 · Appointed 1 Oct 1993 · Until 3 Jun 2004
Marlow's Property Management (no longer appointed)
FRN 179057 · Appointed 1 Sep 1993 · Until 3 Jun 2004
Central Seminars (no longer appointed)
FRN 181842 · Appointed 1 May 1993 · Until 3 Jun 2004
Highland Dental Plan (no longer appointed)
FRN 200990 · Appointed 1 Apr 1993 · Until 19 May 2004
Wakefield and Pontefract Community Health NHS Trust (no longer appointed)
FRN 174993 · Appointed 1 Apr 1993 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 hours ago
controlled function added: (103)SMF4 Chief Risk
3 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (99)SMF24 Chief Operations
3 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (96)SMF16 Compliance Oversight
3 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.