ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Brough
IRN AXB00028
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Brown
IRN AXB00167
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Bruce McGuire
IRN ABM00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Douglas Jackson
IRN ADJ00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Gilbert Frank Reed
IRN AGR00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Graham
IRN AXG00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Greaves
IRN AXG00017
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan James Goodman
IRN AJG01175
- [FCA CF] Manager of certification employee (20 Dec 2022 to 11 Aug 2023)
- [FCA CF] Material risk taker (1 Oct 2022 to 11 Aug 2023)
- [FCA CF] Significant management (28 May 2021 to 11 Aug 2023)
Alan James Reid
IRN AJR00074
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan John Kettle
IRN AJK00025
- CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Chancellor Court Mortgages (no longer appointed)
FRN 175362 · Appointed 1 Jul 1994 · Until 3 Jun 2004
John Shipton Developments (no longer appointed)
FRN 185418 · Appointed 1 Jun 1994 · Until 3 Jun 2004
Shaftesbury Investment and Insurance Services (no longer appointed)
FRN 175236 · Appointed 6 May 1994 · Until 3 Jun 2004
Core Recruitment Limited (no longer appointed)
FRN 179665 · Appointed 5 May 1994 · Until 3 Jun 2004
David Snelgar (no longer appointed)
FRN 176074 · Appointed 1 May 1994 · Until 3 Jun 2004
Waterloo Financial Services (no longer appointed)
FRN 175721 · Appointed 1 Apr 1994 · Until 3 Jun 2004
MP Moore (no longer appointed)
FRN 178206 · Appointed 14 Mar 1994 · Until 3 Jun 2004
Wissenbach Wealth Management LLP (no longer appointed)
FRN 166024 · Appointed 17 Feb 1994 · Until 3 Jun 2004
Nexus Structured Finance Limited (no longer appointed)
FRN 169671 · Appointed 3 Feb 1994 · Until 3 Jun 2004
Tayler Bradshaw (no longer appointed)
FRN 180652 · Appointed 1 Jan 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.