ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gay Lesley Worrow
IRN GLW00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey David Andrews
IRN GDA00001
- CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)
Geoffrey Ernest Maskell
IRN GEM00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Harold Pike
IRN GHP00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Kerr
IRN GXK00005
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Paul Bowman
IRN GPB01059
- CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Oct 2003)
Geoffrey Payne
IRN GXP00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Sheridan Atherton
IRN GSA00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Tandy
IRN GXT00013
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey William Johnson
IRN GWJ00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
David Muir Mortgages (no longer appointed)
FRN 218675 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Comber Independent Mortgage Centre Ltd (no longer appointed)
FRN 218674 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Keatley & Long Associates Ltd (no longer appointed)
FRN 218676 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Corry & Stewart Estates Agents (no longer appointed)
FRN 218398 · Appointed 31 Aug 2002 · Until 3 Jun 2004
The Mortgage Advice Centre (no longer appointed)
FRN 218399 · Appointed 31 Aug 2002 · Until 3 Jun 2004
David Howitt (no longer appointed)
FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Mortgage Index (no longer appointed)
FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Ray Lester Associates (no longer appointed)
FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2004
IMP Financial Services (no longer appointed)
FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.