ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Philip Harris
IRN SPH00023
- (385)CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)
Stephen Phillip Lax
IRN SPL00015
- (469)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 3 Jun 2003)
Stephen Richard Allen
IRN SRA00022
- (852)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (851)CF22 Investment Adviser (Trainee) (23 Apr 2002 to 19 Sep 2002)
Stephen Richard Forrest
IRN SRF00009
- (1252)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Richard Marsden
IRN SRM00024
- (567)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Robert Long
IRN SRL00016
- (850)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Robert Welbourn
IRN SRW00024
- (1053)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Roland Luckett
IRN SRL00001
- (1092)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
Stephen Rowe
IRN SXR00074
- (547)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Stephen Sampson
IRN SXS00106
- (281)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
David Muir Mortgages (no longer appointed)
FRN 218675 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Comber Independent Mortgage Centre Ltd (no longer appointed)
FRN 218674 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Keatley & Long Associates Ltd (no longer appointed)
FRN 218676 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Corry & Stewart Estates Agents (no longer appointed)
FRN 218398 · Appointed 31 Aug 2002 · Until 3 Jun 2004
The Mortgage Advice Centre (no longer appointed)
FRN 218399 · Appointed 31 Aug 2002 · Until 3 Jun 2004
David Howitt (no longer appointed)
FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Mortgage Index (no longer appointed)
FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Ray Lester Associates (no longer appointed)
FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2004
IMP Financial Services (no longer appointed)
FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

4 days ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
4 days ago
controlled function added: (103)SMF4 Chief Risk
4 days ago
controlled function added: (102)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (101)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (100)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (99)SMF24 Chief Operations
4 days ago
controlled function added: (98)SMF18 Other Overall Responsibility
4 days ago
controlled function added: (97)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (96)SMF16 Compliance Oversight
4 days ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.