ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Aniello Patrone
IRN ANP01025
- CF21 Investment Adviser (12 Feb 2003 to 3 Jun 2003)
Anita Savage
IRN AXS00004
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Anjan Chatterjea
IRN AXC00050
- CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)
Anjum Pervez Sethi
IRN APS00035
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ann Marlowe Cooley
IRN AMC00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ann Myers
IRN AXM00052
- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)
Anna Judith Hornstein
IRN AJH00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anne Gibson
IRN AXG00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Christopher Ormond
IRN ACO00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony David Loehnis
IRN ADL01046
- CF2 Non Executive Director (3 Jan 2003 to 12 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.