ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

GLENN ANDREW COCKERILL
IRN GAC01159
- SMF2 Chief Finance (22 Nov 2024 to 15 Sep 2025)
Gail Bernadette Spavin
IRN GBS00004
- CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (18 Oct 2002 to 11 Apr 2003)
Gareth Harris
IRN GXH00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gareth Lloyd-Williams
IRN GXL00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gareth Wyn Williams
IRN GXW00077
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Garry Mackay
IRN GXM00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Garry Turner
IRN GXT00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Alan Turnbull
IRN GAT00002
- CF22 Investment Adviser (Trainee) (8 Jul 2002 to 8 May 2003)
Gary Anthony Kessock-Philip
IRN GAK00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Brian Bricknell
IRN GBB00005
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Baylis Financial Services (no longer appointed)
FRN 184947 · Appointed 1 May 1997 · Until 3 Jun 2004
Charnwood Mortgage Services (no longer appointed)
FRN 191931 · Appointed 18 Apr 1997 · Until 17 Nov 2004
DLP Financial Management (no longer appointed)
FRN 191946 · Appointed 4 Apr 1997 · Until 3 Jun 2004
MRP Financial Services (no longer appointed)
FRN 184613 · Appointed 1 Apr 1997 · Until 3 Jun 2004
Capital Conservation Company (no longer appointed)
FRN 183607 · Appointed 21 Mar 1997 · Until 3 Jun 2004
Garry Turner Associates Ltd (no longer appointed)
FRN 184028 · Appointed 12 Mar 1997 · Until 3 Jun 2004
Lionel Davis (no longer appointed)
FRN 183537 · Appointed 7 Mar 1997 · Until 3 Jun 2004
Roger Mence (no longer appointed)
FRN 182482 · Appointed 14 Jan 1997 · Until 3 Jun 2004
Kaizen Facilities & Mortgage Services (no longer appointed)
FRN 182893 · Appointed 6 Jan 1997 · Until 3 Jun 2004
Added Value Services (no longer appointed)
FRN 186461 · Appointed 1 Jan 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.