ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Robertson Nicoll
IRN GRN00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme John Sproates
IRN GJS00038
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme Lawson Douglas
IRN GLD00007
- CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Graeme Oliver
IRN GXO00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme William Kemp
IRN GWK00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Harris MacAusland
IRN GHM00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Jeffrey Gamble
IRN GJG00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Butler
IRN GJB00033
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Graham John Dolling
IRN GJD00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Waite
IRN GJW00039
- CF22 Investment Adviser (Trainee) (9 Jan 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Long Term Care Consultancy (no longer appointed)
FRN 185137 · Appointed 19 Sep 1997 · Until 3 Jun 2004
The Crown Mortgages Services (no longer appointed)
FRN 201073 · Appointed 9 Sep 1997 · Until 3 Jun 2004
AC Mortgage Services (no longer appointed)
FRN 185162 · Appointed 8 Sep 1997 · Until 3 Jun 2004
Canford Cliffs Associate (no longer appointed)
FRN 201082 · Appointed 5 Sep 1997 · Until 3 Jun 2004
The Markham Partnership (no longer appointed)
FRN 185786 · Appointed 1 Sep 1997 · Until 3 Jun 2004
Personal Financial Profile Limited (no longer appointed)
FRN 186274 · Appointed 8 Aug 1997 · Until 3 Jun 2004
Peter Kell (no longer appointed)
FRN 184778 · Appointed 5 Aug 1997 · Until 3 Jun 2004
Mark Scorer and Associates (no longer appointed)
FRN 185101 · Appointed 5 Aug 1997 · Until 3 Jun 2004
Newhouse Independent Mortgage Brokers (no longer appointed)
FRN 184781 · Appointed 2 Aug 1997 · Until 17 Nov 2004
HK Singh & Co (no longer appointed)
FRN 201090 · Appointed 1 Aug 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.