ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Brian Rowan Geere
IRN BRG00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Brian Waller
IRN BXW00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Bruce Alexander Harvey
IRN BAH00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Bruce Melvyn Perkins
IRN BMP00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Bruce Reville Hammersley
IRN BRH00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Bryan Charles Warnett
IRN BCW00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Bryan Cowell
IRN BXC00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Bryan Murray Gossman
IRN BMG00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Bryan Paul Blakey
IRN BPB00005
- CF22 Investment Adviser (Trainee) (9 May 2003 to 3 Jun 2003)
Carl Duncan Fletcher
IRN CDF00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Long Term Care Consultancy (no longer appointed)
FRN 185137 · Appointed 19 Sep 1997 · Until 3 Jun 2004
The Crown Mortgages Services (no longer appointed)
FRN 201073 · Appointed 9 Sep 1997 · Until 3 Jun 2004
AC Mortgage Services (no longer appointed)
FRN 185162 · Appointed 8 Sep 1997 · Until 3 Jun 2004
Canford Cliffs Associate (no longer appointed)
FRN 201082 · Appointed 5 Sep 1997 · Until 3 Jun 2004
The Markham Partnership (no longer appointed)
FRN 185786 · Appointed 1 Sep 1997 · Until 3 Jun 2004
Personal Financial Profile Limited (no longer appointed)
FRN 186274 · Appointed 8 Aug 1997 · Until 3 Jun 2004
Peter Kell (no longer appointed)
FRN 184778 · Appointed 5 Aug 1997 · Until 3 Jun 2004
Mark Scorer and Associates (no longer appointed)
FRN 185101 · Appointed 5 Aug 1997 · Until 3 Jun 2004
Newhouse Independent Mortgage Brokers (no longer appointed)
FRN 184781 · Appointed 2 Aug 1997 · Until 17 Nov 2004
HK Singh & Co (no longer appointed)
FRN 201090 · Appointed 1 Aug 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.