ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Roderic Augustine Wilson
IRN RAW00001
- (1052)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roderick Canning
IRN RXC00109
- (175)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rodney Alfred Collins
IRN RAC00006
- (390)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rodney MacDonald
IRN RXM00012
- (218)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Anthony Paul Cox
IRN RAC00004
- (600)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Benham Walsom
IRN RBW01034
- (817)CF2 Non Executive Director (12 Aug 2005 to 8 May 2012)
Roger Charles Chambers
IRN RCC00007
- (1084)CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
Roger Charles Lamb
IRN RCL00001
- (628)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
Roger Edward Hart
IRN REH00004
- (1073)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Glenton France
IRN RGF00002
- (1076)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

David Raybould (no longer appointed)
FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
Capital Homes (no longer appointed)
FRN 221518 · Appointed 20 Dec 2002 · Until 3 Jun 2004
Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Northern Mortgages Ltd (no longer appointed)
FRN 220982 · Appointed 30 Nov 2002 · Until 3 Jun 2004
MD Wealth Management (no longer appointed)
FRN 220981 · Appointed 30 Nov 2002 · Until 3 Jun 2004
Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
Dinford Alexandra Ltd (no longer appointed)
FRN 219999 · Appointed 24 Oct 2002 · Until 3 Jun 2004
Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 days ago
controlled function added: (103)SMF4 Chief Risk
3 days ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (99)SMF24 Chief Operations
3 days ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (96)SMF16 Compliance Oversight
3 days ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.