ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Neil Burchell
IRN DNB00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Nicholas Penney
IRN DXP00109
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Norman Carter
IRN DNC00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Norman Markham
IRN DNM00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David O'Callaghan
IRN DXO00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Oates
IRN DSO00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Patrick Patterson
IRN DPP00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Paul Hattersley
IRN DXH00143
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Pert
IRN DXP00026
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Peter Skinner
IRN DPS01099
- CF22 Investment Adviser (Trainee) (14 May 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mansionhouse Independent Mortgage Services Ltd (no longer appointed)
FRN 192457 · Appointed 10 Jan 1999 · Until 17 May 2002
Peter R Burton Financial Services Ltd (no longer appointed)
FRN 193953 · Appointed 10 Jan 1999 · Until 17 May 2002
Independent Mortgage Advisors (Barry G Davis) (no longer appointed)
FRN 201720 · Appointed 6 Jan 1999 · Until 3 Jun 2004
Peter Mountain (no longer appointed)
FRN 192481 · Appointed 21 Dec 1998 · Until 28 Jun 2002
Edith Walker (no longer appointed)
FRN 201751 · Appointed 21 Dec 1998 · Until 3 Jun 2004
Renbe Associates (Anthony Abiona) (no longer appointed)
FRN 193692 · Appointed 30 Nov 1998 · Until 3 Jun 2004
The Independent Mortgage Service (no longer appointed)
FRN 194016 · Appointed 26 Nov 1998 · Until 3 Jun 2004
Mussard & Co Wealth Management Ltd (no longer appointed)
FRN 194006 · Appointed 23 Nov 1998 · Until 3 Jun 2004
J Steer (no longer appointed)
FRN 192421 · Appointed 23 Nov 1998 · Until 3 Jun 2004
JP Milroy & Co (no longer appointed)
FRN 192419 · Appointed 18 Nov 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.