Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Susan Joy Justice
IRN SJJ00002
- (14)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Susan Lorraine Hill
IRN SXH00139
- (1798)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1797)CF22 Investment Adviser (Trainee) (12 Mar 2002 to 12 Sep 2002)
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Susan Lynda (Sue) Gulley
IRN SLG00005
- (163)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Susan Margaret Meech
IRN SXM13702
- (2134)SMF3 Executive Director (9 Dec 2019 to 1 Nov 2022)
- (2135)CF1 Director (23 Jul 2019 to 8 Dec 2019)
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Terence Eric James Goddard
IRN TEG00003
- (1805)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
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Terence George Rootsey
IRN TXR00030
- (698)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Terence Harry Launders
IRN THL00001
- (717)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Terence William Driscoll
IRN TWD00001
- (148)CF22 Investment Adviser (Trainee) (1 Nov 2002 to 1 Nov 2002)
- (149)CF21 Investment Adviser (1 Nov 2002 to 27 Nov 2002)
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Terence William Venner
IRN TWV00001
- (474)CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
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Terry Humphreys
IRN TRH00003
- (1441)CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
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David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
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Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
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Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
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controlled function added: (103)SMF4 Chief Risk
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controlled function added: (102)SMF7 Group Entity Senior Manager
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controlled function added: (101)SMF7 Group Entity Senior Manager
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controlled function added: (100)SMF7 Group Entity Senior Manager
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controlled function added: (99)SMF24 Chief Operations
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controlled function added: (98)SMF18 Other Overall Responsibility
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controlled function added: (97)SMF7 Group Entity Senior Manager
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controlled function added: (96)SMF16 Compliance Oversight
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controlled function added: (95)SMF9 Chair of the Governing Body