ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Hamish Gibberd
IRN HXG01350
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
- [FCA CF] Client dealing (since 4 Apr 2025)
- [FCA CF] Significant management (20 Dec 2022 to 1 Jun 2024)
Harjinder Kaur Aujla
IRN HKA01003
- CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (25 Apr 2002 to 23 Sep 2002)
Haroulla Herodotou
IRN RXH00003
- CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)
Harvey Stewart
IRN HXS00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Haydn Potter
IRN HXP00015
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hazel Catherine Frost
IRN HCF00002
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Helen Claire Beck
IRN HXB00134
- SMF7 Group Entity Senior Manager (since 17 Sep 2025)
Helen Julia Jenkins
IRN HXJ43299
- SMF5 Head of Internal Audit (16 Sep 2020 to 9 Feb 2026)
- [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2020)
Helen Louise Wiltcher
IRN HLW00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Helen McLaughlin
IRN HXM00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Universal Personnel Services Ltd (no longer appointed)
FRN 192506 · Appointed 18 Oct 1999 · Until 22 Jul 2003
Executive & Corporate Mortgagtes (Alistair Coomer) (no longer appointed)
FRN 193689 · Appointed 13 Oct 1999 · Until 3 Jun 2004
Dave Wollacott Mortgage Services (no longer appointed)
FRN 192454 · Appointed 13 Oct 1999 · Until 20 Aug 2003
Richard Conway Services (no longer appointed)
FRN 192496 · Appointed 12 Oct 1999 · Until 3 Jun 2004
Lindsay Hopkins (no longer appointed)
FRN 194112 · Appointed 11 Oct 1999 · Until 19 Jan 2004
David James Accountants Ltd (no longer appointed)
FRN 201739 · Appointed 11 Oct 1999 · Until 3 Jun 2004
Persell & Co (no longer appointed)
FRN 194004 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Complete Mortgages (no longer appointed)
FRN 193917 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Sol Management Services Ltd (no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Hallmark Financial Planning (Clive Hall) (no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.