ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan John Smith
IRN AJS00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan John Wilson
IRN AJW00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Joseph Foden
IRN AJF00028
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Keith Hulse
IRN AKH00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Kevin Simmons
IRN AKS01029
- CF10 Compliance Oversight (16 Aug 2004 to 26 Mar 2007)
Alan Leslie Baker
IRN ALB00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Lewis Jones
IRN ALJ00004
- CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (17 Apr 2002 to 1 Nov 2002)
Alan Middleton-Stewart
IRN AXM00028
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Patrick Shanahan
IRN APS00017
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Paul Kelly
IRN APK00006
- CF21 Investment Adviser (18 Feb 2002 to 18 Oct 2002)

Smaller firms operating under this firm's FCA authorisation.

Ray H Bennett & Co Mortgage & Administration Services (no longer appointed)
FRN 201938 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Fletcher Financial Services Ltd (no longer appointed)
FRN 201768 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Adytum Consulting Limited (no longer appointed)
FRN 193687 · Appointed 6 Nov 1999 · Until 23 Apr 2003
John Bridger (no longer appointed)
FRN 201734 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Ringfence Ltd (no longer appointed)
FRN 192497 · Appointed 3 Nov 1999 · Until 8 Jul 2002
Arte Associates Limited (no longer appointed)
FRN 193693 · Appointed 1 Nov 1999 · Until 3 Jun 2004
Advocate Client Services (no longer appointed)
FRN 193686 · Appointed 27 Oct 1999 · Until 3 Jun 2004
Dalby Financial Services (no longer appointed)
FRN 193986 · Appointed 23 Oct 1999 · Until 3 Jun 2004
Paul D Howe Financial Services (no longer appointed)
FRN 192480 · Appointed 22 Oct 1999 · Until 3 Jun 2004
Mortgage Helpline (Clive Green) (no longer appointed)
FRN 192437 · Appointed 19 Oct 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.