ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jimmy Guo Wong
IRN JXW00033
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joanna Elizabeth Stocks
IRN JES01149
- [FCA CF] Significant management (30 Nov 2022 to 1 Jun 2024)
Joanna Mary Cockerill
IRN JMC00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joanna Moran
IRN JXM43304
- [FCA CF] Significant management (9 Dec 2019 to 14 Jun 2024)
Joanna Wolfe
IRN JFB00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joe Nunn
IRN JXN00032
- CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2002)
Johannes Hendrikus Paulich
IRN JHP00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Alexander Guthrie
IRN JAG00032
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Andrew Chambers
IRN JAC00042
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Anthony McKeever
IRN JAM00069
- CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (2 Apr 2002 to 19 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
JJS Consultants Ltd (no longer appointed)
FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2004
Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Financial Portfolio Ltd (no longer appointed)
FRN 222677 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Birfield House (no longer appointed)
FRN 222515 · Appointed 3 Feb 2003 · Until 3 Jun 2004
George Crowther (no longer appointed)
FRN 222300 · Appointed 27 Jan 2003 · Until 3 Jun 2004
The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.