ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Leonard William Vincent
IRN NLV00001
- (361)CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2003)
Neil Martin Du Mughn
IRN NMD00003
- (1080)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Robert Cowan
IRN NRC00003
- (1874)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Robert Leslie Hart
IRN NRH00004
- (1211)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Saxton
IRN NXS00006
- (323)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Neil Wilson Burns
IRN NWB00008
- (2101)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Andrew Pike
IRN NAP00003
- (614)CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
- (613)CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Dec 2002)
Nicholas Carr
IRN NXC01253
- (1299)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Charles Bainbridge
IRN NCB01059
- (1618)CF22 Investment Adviser (Trainee) (13 Jun 2003 to 1 Jul 2003)
Nicholas Cummins
IRN NXC00003
- (2114)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
JJS Consultants Ltd (no longer appointed)
FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2004
Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Financial Portfolio Ltd (no longer appointed)
FRN 222677 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Birfield House (no longer appointed)
FRN 222515 · Appointed 3 Feb 2003 · Until 3 Jun 2004
George Crowther (no longer appointed)
FRN 222300 · Appointed 27 Jan 2003 · Until 3 Jun 2004
The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
10 hours ago
controlled function added: (103)SMF4 Chief Risk
10 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (99)SMF24 Chief Operations
10 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (96)SMF16 Compliance Oversight
10 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.