ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Arnold
IRN PXA00010
- (589)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (588)CF22 Investment Adviser (Trainee) (5 Feb 2003 to 9 Jun 2003)
Philip Christopher Davies
IRN PCD00012
- (765)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip David Smith
IRN PDS00013
- (1354)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Edward Bargery
IRN PEB00001
- (652)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Garnet Matania
IRN PGM00018
- (219)CF22 Investment Adviser (Trainee) (3 Jul 2003 to 3 Jul 2003)
Philip Graham Williams
IRN PGW00026
- (2032)CF22 Investment Adviser (Trainee) (9 May 2003 to 3 Jun 2003)
Philip James Black
IRN PJB00135
- (2068)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (2067)CF22 Investment Adviser (Trainee) (26 Feb 2002 to 12 Sep 2002)
Philip James Hamilton
IRN PJH00004
- (2131)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Jarvis
IRN PXJ00020
- (1029)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Philip John Butler
IRN PJB00105
- (1783)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

1 day ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
1 day ago
controlled function added: (103)SMF4 Chief Risk
1 day ago
controlled function added: (102)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (101)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (100)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (99)SMF24 Chief Operations
1 day ago
controlled function added: (98)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (97)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (96)SMF16 Compliance Oversight
1 day ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.