ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

George Arthur Chadwick
IRN GAC00043
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
George Barry Richard Knight
IRN GBK01008
- CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
George Byron Hurst
IRN BGH00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Fawcett
IRN GXF00048
- CF22 Investment Adviser (Trainee) (7 May 2002 to 3 Jun 2003)
George Frederick Wilkins
IRN GFW00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Graham Logan
IRN GGL00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
George Nicholas Alfred Graham
IRN GNG00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Ogilvie Lockie
IRN GXL00042
- CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)
George Thomas Barrett
IRN GTB00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Thomas Batey
IRN GTB00010
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
RA Foster (no longer appointed)
FRN 194205 · Appointed 22 Nov 2000 · Until 3 Jun 2004
Colin Ellis Estate Agents (no longer appointed)
FRN 201832 · Appointed 18 Nov 2000 · Until 3 Jun 2004
Campus House Consulting (no longer appointed)
FRN 194166 · Appointed 15 Nov 2000 · Until 3 Jun 2004
Premier Financial Management (no longer appointed)
FRN 194303 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Michael Ranaido Financial Services (no longer appointed)
FRN 194204 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Manor Hall Mortgages (no longer appointed)
FRN 201934 · Appointed 1 Nov 2000 · Until 3 Jun 2004
S.J.Fagan-Accountant (no longer appointed)
FRN 194168 · Appointed 31 Oct 2000 · Until 3 Jun 2004
James O'Brien (no longer appointed)
FRN 194167 · Appointed 30 Oct 2000 · Until 3 Jun 2004
Doe & Brierley Investment & Financial Services Ltd (no longer appointed)
FRN 194169 · Appointed 20 Oct 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.