ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Aniello Patrone
IRN ANP01025
- CF21 Investment Adviser (12 Feb 2003 to 3 Jun 2003)
Anita Savage
IRN AXS00004
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Anjan Chatterjea
IRN AXC00050
- CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)
Anjum Pervez Sethi
IRN APS00035
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ann Marlowe Cooley
IRN AMC00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ann Myers
IRN AXM00052
- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)
Anna Judith Hornstein
IRN AJH00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anne Gibson
IRN AXG00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Christopher Ormond
IRN ACO00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony David Loehnis
IRN ADL01046
- CF2 Non Executive Director (3 Jan 2003 to 12 May 2005)

Smaller firms operating under this firm's FCA authorisation.

The Jean Todd Partnership (no longer appointed)
FRN 195338 · Appointed 18 Dec 2000 · Until 3 Jun 2004
Lawrence Neil Wealth Management Ltd (no longer appointed)
FRN 194401 · Appointed 12 Dec 2000 · Until 3 Jun 2004
Jayson Newman (no longer appointed)
FRN 201838 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Financial Heritage Ltd (no longer appointed)
FRN 201935 · Appointed 1 Dec 2000 · Until 3 Jun 2004
UK Assets Investment & Insurance Consultants Ltd (no longer appointed)
FRN 194157 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Cadishead Services (no longer appointed)
FRN 135146 · Appointed 30 Nov 2000 · Until 3 Jun 2004
RBA Domestic & Commerical Insurance Services Ltd (no longer appointed)
FRN 195341 · Appointed 28 Nov 2000 · Until 3 Jun 2004
RBA Independent Mortgage Services Ltd (no longer appointed)
FRN 195342 · Appointed 28 Nov 2000 · Until 3 Jun 2004
Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
Vetsfriend Ltd (no longer appointed)
FRN 194206 · Appointed 24 Nov 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.