ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Brough
IRN AXB00028
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Brown
IRN AXB00167
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Bruce McGuire
IRN ABM00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Douglas Jackson
IRN ADJ00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Gilbert Frank Reed
IRN AGR00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Graham
IRN AXG00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan Greaves
IRN AXG00017
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan James Goodman
IRN AJG01175
- [FCA CF] Manager of certification employee (20 Dec 2022 to 11 Aug 2023)
- [FCA CF] Material risk taker (1 Oct 2022 to 11 Aug 2023)
- [FCA CF] Significant management (28 May 2021 to 11 Aug 2023)
Alan James Reid
IRN AJR00074
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alan John Kettle
IRN AJK00025
- CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Des Barron (no longer appointed)
FRN 195479 · Appointed 10 Apr 2001 · Until 3 Jun 2004
Allen Roberts & Associates (no longer appointed)
FRN 195437 · Appointed 2 Apr 2001 · Until 3 Jun 2004
Mortgage Matters Ltd (no longer appointed)
FRN 201974 · Appointed 2 Apr 2001 · Until 3 Jun 2004
CGA Financial & Investment Services Limited (no longer appointed)
FRN 201973 · Appointed 30 Mar 2001 · Until 3 Jun 2004
MRB Mortgage Services (no longer appointed)
FRN 201972 · Appointed 30 Mar 2001 · Until 3 Jun 2004
Talkwise (no longer appointed)
FRN 195404 · Appointed 29 Mar 2001 · Until 3 Jun 2004
Mary Cunningham Financial Solutions (no longer appointed)
FRN 201965 · Appointed 28 Mar 2001 · Until 3 Jun 2004
The Elegant Solution Company (no longer appointed)
FRN 201946 · Appointed 28 Mar 2001 · Until 3 Jun 2004
John Gough (no longer appointed)
FRN 201945 · Appointed 27 Mar 2001 · Until 3 Jun 2004
Paul.F Muxlow Financial Services (no longer appointed)
FRN 195349 · Appointed 27 Mar 2001 · Until 21 May 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.