ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Cook
IRN DXC00078
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Denis John Gray
IRN DDG00002
- CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
David Edward Wollacott
IRN DEW00017
- CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)
David Francis Moran
IRN DFM00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Frederick Melrose
IRN DFM00001
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
David Frederick Morgan
IRN DFM00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David George Creffield
IRN DGC00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Gerald Ward
IRN DXW00119
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Glass
IRN DXG00040
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Dec 2002)
David Graeme Ness
IRN DGN00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Equity Finance Brokers (no longer appointed)
FRN 195986 · Appointed 17 May 2001 · Until 3 Jun 2004
Chris Wilkinson Mortgage Services (no longer appointed)
FRN 195781 · Appointed 14 May 2001 · Until 3 Jun 2004
Roger Watts Associates (no longer appointed)
FRN 195780 · Appointed 14 May 2001 · Until 3 Jun 2004
Business Wise Financial Services (no longer appointed)
FRN 195984 · Appointed 14 May 2001 · Until 3 Jun 2004
David Johnson Mortgage & General Services (no longer appointed)
FRN 195985 · Appointed 11 May 2001 · Until 3 Jun 2004
Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2004
J Smith & Co (no longer appointed)
FRN 202002 · Appointed 9 May 2001 · Until 3 Jun 2004
KGH Consultancies (no longer appointed)
FRN 202001 · Appointed 4 May 2001 · Until 3 Jun 2004
Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2004
Michael Mellors (no longer appointed)
FRN 195697 · Appointed 1 May 2001 · Until 19 Jan 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.