ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Andrew Kidd
IRN RAK00007
- (284)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Anthony Barringer
IRN RAB00006
- (1523)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Anthony Cox
IRN RAC00007
- (961)CF22 Investment Adviser (Trainee) (14 Jun 2002 to 3 Jun 2003)
Robert Arthur Harvey
IRN RAH01087
- (682)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
Robert Butler
IRN RXB00085
- (1866)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Charles Brown
IRN RCB00029
- (134)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Clay
IRN RXC00121
- (1508)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Colin Airey
IRN RCA00011
- (23)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Douglas Sillers Jones
IRN RDJ00001
- (1167)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Edward Rowell
IRN RER00001
- (1885)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Equity Finance Brokers (no longer appointed)
FRN 195986 · Appointed 17 May 2001 · Until 3 Jun 2004
Chris Wilkinson Mortgage Services (no longer appointed)
FRN 195781 · Appointed 14 May 2001 · Until 3 Jun 2004
Roger Watts Associates (no longer appointed)
FRN 195780 · Appointed 14 May 2001 · Until 3 Jun 2004
Business Wise Financial Services (no longer appointed)
FRN 195984 · Appointed 14 May 2001 · Until 3 Jun 2004
David Johnson Mortgage & General Services (no longer appointed)
FRN 195985 · Appointed 11 May 2001 · Until 3 Jun 2004
Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2004
J Smith & Co (no longer appointed)
FRN 202002 · Appointed 9 May 2001 · Until 3 Jun 2004
KGH Consultancies (no longer appointed)
FRN 202001 · Appointed 4 May 2001 · Until 3 Jun 2004
Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2004
Michael Mellors (no longer appointed)
FRN 195697 · Appointed 1 May 2001 · Until 19 Jan 2004

Updates to this firm's record on the FCA register.

2 days ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
2 days ago
controlled function added: (103)SMF4 Chief Risk
2 days ago
controlled function added: (102)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (101)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (100)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (99)SMF24 Chief Operations
2 days ago
controlled function added: (98)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (97)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (96)SMF16 Compliance Oversight
2 days ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.