ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Anthony Morley (Tony) Slater
IRN AMS00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Morris Lawrence
IRN AML00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Nixon
IRN ARN00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Paul Mehigan
IRN APM00062
- CF22 Investment Adviser (Trainee) (23 Jan 2003 to 3 Jun 2003)
Anthony Paul Sprake
IRN APS00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Paul Windmill
IRN APW00014
- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2003)
Anthony Phillip Clayton Le Sueur
IRN APC00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Stephen Reeves
IRN ASR00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Swanston
IRN AXS00088
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Anthony Wilfred Oliver
IRN AWO00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004
Aidan MacEchern (no longer appointed)
FRN 196643 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Sarah Hughes Wealth Management Ltd (no longer appointed)
FRN 207089 · Appointed 10 Sep 2001 · Until 3 Jun 2004
SFS School Solutions Ltd (no longer appointed)
FRN 196642 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Countertax Ltd (no longer appointed)
FRN 196804 · Appointed 7 Sep 2001 · Until 3 Jun 2004
Glenn Coleman (no longer appointed)
FRN 196607 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Krystina Lyon (no longer appointed)
FRN 196612 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Squaring the Circle Ltd (no longer appointed)
FRN 196613 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Northern Formations Ltd (no longer appointed)
FRN 196521 · Appointed 29 Aug 2001 · Until 3 Jun 2004
Anthony Alex & Company (no longer appointed)
FRN 207082 · Appointed 29 Aug 2001 · Until 25 Jul 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.