ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Duncan Sydney Arnold
IRN DSA00003
- (820)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dylan Mitchell
IRN DXM00038
- (2153)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edmund John Clarke
IRN EXC00027
- (1144)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edmund Wall
IRN EXW00002
- (1102)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Anthony Greenwood Forster
IRN EAF00002
- (93)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Arnold (Ted) Ashworth
IRN EAA00001
- (691)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Challenger Hossell
IRN ECH00004
- (1027)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Daniels
IRN EXD00003
- (424)CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
Edward Francis Lumley
IRN EFL01006
- (1423)CF21 Investment Adviser (17 Feb 2003 to 3 Jun 2003)
- (1422)CF22 Investment Adviser (Trainee) (7 Oct 2002 to 17 Feb 2003)
Edward George Lewis
IRN EGL00001
- (116)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Acorn Financial Management (no longer appointed)
FRN 125797 · Appointed 1 Jan 1980 · Until 3 Jun 2004
Bridget Cash (no longer appointed)
FRN 178211 · Appointed 1 Jan 1980 · Until 3 Jun 2004
K Stuart Swash (no longer appointed)
FRN 176596 · Appointed 1 Jan 1979 · Until 3 Jun 2004
Graham Spellman (no longer appointed)
FRN 174924 · Appointed 31 Dec 1978 · Until 3 Jun 2004
Penrith Building Society (no longer appointed)
FRN 164473 · Appointed 1 Dec 1978 · Until 1 Dec 2001
David Ibbotson and Company (no longer appointed)
FRN 163922 · Appointed 1 Jan 1978 · Until 3 Jun 2004
Sodhi and Company (no longer appointed)
FRN 159975 · Appointed 1 Nov 1977 · Until 3 Jun 2004
EF Accountancy Services (no longer appointed)
FRN 182481 · Appointed 1 Oct 1977 · Until 3 Jun 2004
RI Keating and Company (no longer appointed)
FRN 157830 · Appointed 1 Aug 1977 · Until 3 Jun 2004
David Atterbury (Insurance Consultancy) Limited (no longer appointed)
FRN 181643 · Appointed 1 Jan 1977 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (24)[FCA CF] Material risk taker
10 hours ago
controlled function added: (23)[FCA CF] Significant management
10 hours ago
controlled function added: (22)[FCA CF] Material risk taker
10 hours ago
controlled function added: (21)[FCA CF] Significant management
10 hours ago
controlled function added: (20)[FCA CF] Material risk taker
10 hours ago
controlled function added: (19)[FCA CF] Significant management
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)[FCA CF] Client dealing
10 hours ago
controlled function added: (16)14. Managing investments
10 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.