ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mary Ruth Duffy
IRN MRD00003
- (578)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Masood Ul Haque
IRN MUH00001
- (640)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mathew David Greenlay
IRN MXG00885
- (43)[FCA CF] Significant management (since 22 Sep 2025)
Mathew Demetri
IRN MXD00008
- (1009)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Matthew Alexander Birley
IRN MXB00171
- (1476)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
Matthew David Kelly
IRN MDK00002
- (339)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Matthew James Edwards
IRN MJE00024
- (2060)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2002)
Matthew James Evans
IRN MJE00003
- (251)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Matthew Osagie Abumenre Osobase
IRN MAO00004
- (186)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Matthew Phillip Smith
IRN MXS05309
- (1)[FCA CF] Material risk taker (since 1 Jan 2026)
- (2)[FCA CF] Significant management (since 2 Jun 2025)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (24)[FCA CF] Material risk taker
8 hours ago
controlled function added: (23)[FCA CF] Significant management
8 hours ago
controlled function added: (22)[FCA CF] Material risk taker
8 hours ago
controlled function added: (21)[FCA CF] Significant management
8 hours ago
controlled function added: (20)[FCA CF] Material risk taker
8 hours ago
controlled function added: (19)[FCA CF] Significant management
8 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
8 hours ago
controlled function added: (17)[FCA CF] Client dealing
8 hours ago
controlled function added: (16)14. Managing investments
8 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.