ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Gary Michael Shields
IRN GMS01082
- (1967)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (1966)CF22 Investment Adviser (Trainee) (10 Apr 2002 to 9 Jun 2003)
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Gary Nigel Amos
IRN GNA00006
- (791)CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
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Gary Paul Bowman
IRN GPB00017
- (1956)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
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Gary Paul Lewis
IRN GPL00001
- (1298)CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
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Gary Trevor Thomas
IRN GTT00004
- (702)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gary William Anderson
IRN GWA00004
- (701)CF22 Investment Adviser (Trainee) (5 Jun 2003 to 5 Jun 2003)
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Gary William James
IRN GWJ00003
- (457)CF22 Investment Adviser (Trainee) (12 Aug 2002 to 3 Jun 2003)
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Gavin James Miller
IRN GJM00039
- (1928)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gavin Mark Welch
IRN GXW43309
- (2163)[FCA CF] Significant management (9 Dec 2019 to 27 Nov 2020)
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Gavin Richard Clark
IRN GRC01047
- (1484)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (24)[FCA CF] Material risk taker
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controlled function added: (23)[FCA CF] Significant management
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controlled function added: (22)[FCA CF] Material risk taker
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controlled function added: (21)[FCA CF] Significant management
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controlled function added: (20)[FCA CF] Material risk taker
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controlled function added: (19)[FCA CF] Significant management
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)[FCA CF] Client dealing
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controlled function added: (16)14. Managing investments
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controlled function added: (15)[FCA CF] Functions requiring qualifications