ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael David Ratcliffe
IRN MDR00001
- (841)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Ryan
IRN MDR00023
- (617)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Michael David Theobald
IRN MDT00020
- (1663)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Tickner
IRN MDT00003
- (2023)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David William Baldwin
IRN MDB00007
- (1188)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Dennes
IRN MXD00034
- (1454)CF22 Investment Adviser (Trainee) (14 Feb 2003 to 3 Jun 2003)
Michael Dominic Ellis
IRN MDE00001
- (1530)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Duffy
IRN MXD00011
- (647)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eaton
IRN MXE00028
- (2071)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eddison
IRN MXE00027
- (936)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
David Muir Mortgages (no longer appointed)
FRN 218675 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Comber Independent Mortgage Centre Ltd (no longer appointed)
FRN 218674 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Keatley & Long Associates Ltd (no longer appointed)
FRN 218676 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Corry & Stewart Estates Agents (no longer appointed)
FRN 218398 · Appointed 31 Aug 2002 · Until 3 Jun 2004
The Mortgage Advice Centre (no longer appointed)
FRN 218399 · Appointed 31 Aug 2002 · Until 3 Jun 2004
David Howitt (no longer appointed)
FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Mortgage Index (no longer appointed)
FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Ray Lester Associates (no longer appointed)
FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2004
IMP Financial Services (no longer appointed)
FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (24)[FCA CF] Material risk taker
11 hours ago
controlled function added: (23)[FCA CF] Significant management
11 hours ago
controlled function added: (22)[FCA CF] Material risk taker
11 hours ago
controlled function added: (21)[FCA CF] Significant management
11 hours ago
controlled function added: (20)[FCA CF] Material risk taker
11 hours ago
controlled function added: (19)[FCA CF] Significant management
11 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (17)[FCA CF] Client dealing
11 hours ago
controlled function added: (16)14. Managing investments
11 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.