ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Andrew Kidd
IRN RAK00007
- (284)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Anthony Barringer
IRN RAB00006
- (1523)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Anthony Cox
IRN RAC00007
- (961)CF22 Investment Adviser (Trainee) (14 Jun 2002 to 3 Jun 2003)
Robert Arthur Harvey
IRN RAH01087
- (682)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
Robert Butler
IRN RXB00085
- (1866)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Charles Brown
IRN RCB00029
- (134)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Clay
IRN RXC00121
- (1508)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Colin Airey
IRN RCA00011
- (23)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Douglas Sillers Jones
IRN RDJ00001
- (1167)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Edward Rowell
IRN RER00001
- (1885)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

J Parker Associates (no longer appointed)
FRN 192420 · Appointed 15 Mar 2000 · Until 3 Jun 2004
Sacco Mann (no longer appointed)
FRN 192476 · Appointed 11 Mar 2000 · Until 3 Jun 2004
Abacus Credit Insurance (Stephen Oliver) (no longer appointed)
FRN 194119 · Appointed 6 Mar 2000 · Until 3 Jun 2004
South Yorkshire Accountancy Services (Alistair Hoblin) (no longer appointed)
FRN 192339 · Appointed 6 Mar 2000 · Until 3 Jun 2004
Mortgage Consultant (Ashley C Render) (no longer appointed)
FRN 193695 · Appointed 6 Mar 2000 · Until 11 Jul 2002
Neil Pritchard Practice (no longer appointed)
FRN 193520 · Appointed 6 Mar 2000 · Until 3 Jun 2004
McArthur-White Wealth Management (no longer appointed)
FRN 193985 · Appointed 6 Mar 2000 · Until 3 Jun 2004
Hoadley & Weavers (no longer appointed)
FRN 195339 · Appointed 1 Mar 2000 · Until 3 Jun 2004
Castle Mile Properties Limited (no longer appointed)
FRN 201731 · Appointed 21 Feb 2000 · Until 3 Jun 2004
Christopher Mabbott Mortgages (no longer appointed)
FRN 192435 · Appointed 18 Feb 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (24)[FCA CF] Material risk taker
4 days ago
controlled function added: (23)[FCA CF] Significant management
4 days ago
controlled function added: (22)[FCA CF] Material risk taker
4 days ago
controlled function added: (21)[FCA CF] Significant management
4 days ago
controlled function added: (20)[FCA CF] Material risk taker
4 days ago
controlled function added: (19)[FCA CF] Significant management
4 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
4 days ago
controlled function added: (17)[FCA CF] Client dealing
4 days ago
controlled function added: (16)14. Managing investments
4 days ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.