ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Victor Falzon Sant Manduca
IRN PVM01007
- (100)SMF7 Group Entity Senior Manager (since 28 Apr 2021)
Paul Vincent Vahey
IRN PVV00001
- (2009)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Warren
IRN PXW00011
- (1392)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul White
IRN PXW00013
- (821)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Pauline Elizabeth Colley
IRN PEC00019
- (973)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Pauline Knight
IRN PXK00065
- (1245)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Penelope Jane Francis
IRN PJF00031
- (438)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Penelope Jane James
IRN PJJ01072
- (70)SMF7 Group Entity Senior Manager (since 13 Oct 2025)
Penny Wotherspoon
IRN PXW00038
- (1383)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Alexander Smith
IRN PAS00074
- (606)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Equity Finance Brokers (no longer appointed)
FRN 195986 · Appointed 17 May 2001 · Until 3 Jun 2004
Chris Wilkinson Mortgage Services (no longer appointed)
FRN 195781 · Appointed 14 May 2001 · Until 3 Jun 2004
Roger Watts Associates (no longer appointed)
FRN 195780 · Appointed 14 May 2001 · Until 3 Jun 2004
Business Wise Financial Services (no longer appointed)
FRN 195984 · Appointed 14 May 2001 · Until 3 Jun 2004
David Johnson Mortgage & General Services (no longer appointed)
FRN 195985 · Appointed 11 May 2001 · Until 3 Jun 2004
Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2004
J Smith & Co (no longer appointed)
FRN 202002 · Appointed 9 May 2001 · Until 3 Jun 2004
KGH Consultancies (no longer appointed)
FRN 202001 · Appointed 4 May 2001 · Until 3 Jun 2004
Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2004
Michael Mellors (no longer appointed)
FRN 195697 · Appointed 1 May 2001 · Until 19 Jan 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (24)[FCA CF] Material risk taker
1 day ago
controlled function added: (23)[FCA CF] Significant management
1 day ago
controlled function added: (22)[FCA CF] Material risk taker
1 day ago
controlled function added: (21)[FCA CF] Significant management
1 day ago
controlled function added: (20)[FCA CF] Material risk taker
1 day ago
controlled function added: (19)[FCA CF] Significant management
1 day ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (17)[FCA CF] Client dealing
1 day ago
controlled function added: (16)14. Managing investments
1 day ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.