ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Gary Carl Heumann
IRN GCH00001
- (1822)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gary Drabble
IRN GXD00007
- (777)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (776)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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Gary Gartland
IRN GXG00002
- (575)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gary Hayes
IRN GXH00011
- (1171)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1170)CF22 Investment Adviser (Trainee) (18 Feb 2002 to 19 Mar 2003)
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Gary Jackson
IRN GXJ00008
- (1768)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gary Jon Rokenson
IRN GJR00028
- (2004)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gary Lee Carr
IRN GXC00095
- (1511)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gary Llewelyn Powell
IRN GLP01022
- (37)CF21 Investment Adviser (16 Jan 2003 to 3 Jun 2003)
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Gary Mark Brooks
IRN GMB00026
- (1516)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Gary Martin Hyams
IRN GMH00009
- (262)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (34)[FCA CF] Significant management
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controlled function added: (33)[FCA CF] Material risk taker
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controlled function added: (32)[FCA CF] Significant management
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controlled function added: (31)[FCA CF] Functions requiring qualifications
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controlled function added: (30)[FCA CF] Manager of certification employee
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controlled function added: (29)[FCA CF] Material risk taker
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controlled function added: (28)[FCA CF] Client dealing
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controlled function added: (27)14. Managing investments
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Manager of certification employee