ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Andrew Thomson
IRN MAT00012
- (207)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2001)
Michael Anthony McGill
IRN MAM00025
- (847)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Anthony Mulcahy
IRN MAM00008
- (79)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Anthony Scott
IRN MAS00008
- (846)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2003)
Michael Anthony Spicer
IRN MAS00002
- (1164)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Bartlett
IRN MXB00149
- (1957)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Charles Ashton Wilde
IRN MCW00003
- (365)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Charles Bennison
IRN MCB00041
- (1789)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Charles Ward
IRN MCW00033
- (906)CF24 Pension Transfer Specialist (1 Dec 2001 to 3 Jun 2003)
Michael Charles Wood
IRN MCW00005
- (363)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Illingworth Associates Mortgage Division (no longer appointed)
FRN 192415 · Appointed 11 May 2000 · Until 3 Jun 2004
Allard Associates Mortgage Services (no longer appointed)
FRN 193691 · Appointed 11 May 2000 · Until 17 Nov 2004
SFS Group (no longer appointed)
FRN 192477 · Appointed 5 May 2000 · Until 3 Jun 2004
Financial Services in Medicine (Alan Hulse) (no longer appointed)
FRN 192335 · Appointed 4 May 2000 · Until 3 Jun 2004
Eakin MacDonald & Associates Ltd (no longer appointed)
FRN 201749 · Appointed 4 May 2000 · Until 3 Jun 2004
H.P.F.S. Co. Ltd (no longer appointed)
FRN 201779 · Appointed 4 May 2000 · Until 3 Jun 2004
Brian Dean Associates (no longer appointed)
FRN 201723 · Appointed 4 May 2000 · Until 3 Jun 2004
The Pavillion Partnership Ltd (no longer appointed)
FRN 193965 · Appointed 29 Apr 2000 · Until 3 Jun 2004
David Martin Wealth Management Ltd (no longer appointed)
FRN 201741 · Appointed 17 Apr 2000 · Until 3 Jun 2004
Premier Brokers Ltd (no longer appointed)
FRN 193954 · Appointed 17 Apr 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (34)[FCA CF] Significant management
1 day ago
controlled function added: (33)[FCA CF] Material risk taker
1 day ago
controlled function added: (32)[FCA CF] Significant management
1 day ago
controlled function added: (31)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (30)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (29)[FCA CF] Material risk taker
1 day ago
controlled function added: (28)[FCA CF] Client dealing
1 day ago
controlled function added: (27)14. Managing investments
1 day ago
controlled function added: (26)[FCA CF] Significant management
1 day ago
controlled function added: (25)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.